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Connecticut

Rank: 12 | Points: 76 | Grade: C

Office of State Ethics

QuestionAnswerPointsNotes
Requires financial disclosure filing?Yes1
Requires complete financial disclosure filing (no update)?Yes1
Requires financial disclosure filing annually?Yes1
Requires complete financial disclosure filing for candidates?No0
Employment information required?Yes5
Employment information not narrowly defined?Yes5
Employer/business name required?Yes5
Employment job title required?No0
Employer description required?Yes2
Value range/income amount required?No0
Spouse employment information required and clear?Yes5
Officer/director information required?Yes4
Officer/director information not narrowly defined?Yes4
Officer/director entity name required?Yes4
Officer/director entity description required?Yes2
Spouse officer/director information required and clear?Yes4
Investment information required?Yes3
Investment information not narrowly defined?Yes3
Investment entity name required?Yes3
Investment entity description required?No0
Investment value range/holding amount required?No0
Spouse investment information required and clear?Yes3
Client information required?No0No information on private clients required.
However, filers required to report leases and contracts with the state, which
does not factor into points for this question.
Client name required?No0
Client value range/income amount required?No0
Spouse client information required and clear?No0
Real-property information required?Yes2
Real-property information not narrowly defined?Yes2
Real-property value range/amount required?No0
Spouse real-property information required and clear?Yes2
Spouse name required?Yes2
Dependent name required?Yes1
Financial disclosure filings in central office?Yes1
Lawmakers not forwarded reviewer information?Yes1
In-person appearance not required to obtain filings?Yes1
Copy fees less than 50 cents per page?Yes1
Blank disclosure form available on Web?Yes1Change from 2006: Blank disclosure form now
available on the Web.
Disclosure filings available electronically or on the Web in any format?Yes3Change from 2006: Filings now available electronically.
Late-filing penalties on the books?Yes1
Misfiling penalties on the books?Yes1
State has auditing authority?Yes1
State routinely reviews filings for accuracy and completeness either
through formal audit process or informal review process?
Yes1
State published list of delinquent filers on Web or in printed document?No0

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